Deal Stage - Expansion Stage:

• Customer revenues of $2M to $30M per year
• Immediately scalable, with reasonable projection of $30M to $100M in revenues within five years
• Proven technology by customer experiences

Focus Area - Clean Technology:
Technologies that.….

• Make better use of energy, raw materials, water
• Offer equal, and often better, performance
• Lower the cost of a product’s life cycle
• Improve profitability

Investment Size:

• $2M to $7M investments

Type of Investments:

• Preferred Stock
• Convertible Debt
• Private Investments in Public Equities (PIPES)

Other Investment Policies:

• Company based in North America
• No consumer / retail businesses
• No pending CEO change-over

Target IRR:

• 25% to 35% gross portfolio return